Tracking IHL Violations Through Arms Export in the Context of the Russian Aggression Against Ukraine
DOI:
https://doi.org/10.18778/0208-6069.106.05Keywords:
indiscriminate attacks, Russia, arms transfer, business, due diligenceAbstract
The paper tracks challenges to litigating (direct and indirect) imports of military equipment to Russia and Russia’s subsequent international humanitarian law of armed conflicts (IHL) violations committed in indiscriminate attacks in Ukraine. It asks whether arms export control is capable of preventing or mitigating the results of indiscriminate attacks in Ukraine. It is assumed that IHL compliance can be complemented by preventing military equipment from being delivered to recipients when there is a risk of serious IHL violations being committed with that equipment. By comparing arms transfers from Iran with other controversial arms exports, the paper examines if increased protection for IHL ensued by arms export control laws can remedy deficiencies in arms transfer decisions that do not account for IHL. If an answer is negative, corporate due diligence will perform a complementary role in respecting IHL when state authorisation for arms transfer fails to account for IHL.
Downloads
References
Aksenova, Marina. Linde Bryk. 2020. “Extraterritorial Obligations of Arms Exporting Corporations: New Communication to the ICC.” Opinio Juris, January 14, 2020. http://opiniojuris.org/2020/01/14/extraterritorial-obligations-of-arms-exporting-corporations-new-communication-to-the-icc/
Al Mezan Center for Human Rights. 2016. “ACAT (Action by Christians for the Abolition of Torture) and, Cabinet Ancile-Avocats.” Al Mezan Center for Human Rights, June 29, 2016. https://mezan.org/en/post/42836
Al Mezan Center for Human Rights. 2023. “Bereaved Palestinian Family Gives Significant Evidence in Paris to Investigating Judge for Unprecedented War Crimes and Corporate Accountability Case Arising out of 2014 Military Attacks on Gaza.” Al Mezan Center for Human Rights, August 3, 2023. https://www.mezan.org/en/post/46188
Arms, Control. 2021. “Renewed Hope for Yemen as More Countries Halt Arms Transfers to Saudi-Led Coalition.” Control Arms, February 3, 2021. https://controlarms.org/blog/halt-arms-sales-for-use-in-yemen/
Auble. 2022. “Capitalising on Conflict: How U.S. Arm Sales Fuel the Humanitarian Crisis in Yemen.” OpenSecrets, April 14, 2022. https://www.opensecrets.org/news/reports/capitalizing-on-conflict/yemen-case-study
Ayad, Christophe. 2023. “French Judges Investigate Possible War Crimes in Gaza.” Le Monde. Fr, September 8, 2023. https://www.lemonde.fr/en/france/article/2023/09/08/french-judgesinvestigate-possible-war-crimes-in-gaza_6128576_7.html
Azarova, Valentina. Roy Isbister. Carlo Mazzoleni. 2021. “Domestic Accountability for International Arms Transfers: Law, Policy and Practice.” Briefing No. 8. Safeworld. https://www.saferworld.org.uk/resources/publications/1366-domestic-accountability-for-international-arms-transferslaw-policy-and-practice
Azhniuk, Yaroslav. Tania Babina. Andriy Boytsun. Anne L. Clunan. Tatyana Deryugina. Anastassia Fedyk. 2022. “I.T. & Supporting Technologies: Recommendations for Sanctions against the Russian Federation.” Working Group Paper #7. International Working Group on Russian Sanctions. https://fsi9-prod.s3.us-west-1.amazonaws.com/s3fs-public/2023-04/russia_sanctions_working_paper_7_it.pdf
Bilousova, Olena. Nataliia Shapoval. Vladyslav Vlasiuk. 2023. “Strengthening Sanctions on Foreign Components in Russian Military Drones.” Working Group Paper #13. https://www.defense-aerospace.com/strengthening-sanctions-on-foreign-components-in-russian-military-drones/
Bilousova, Olena. Oleksii Gribanovskiy. Benjamin Hilgenstock. Nataliia Shapoval. Vladyslav Vlasiuk. Elena Ribakova. 2023. “Strengthening Sanctions to Stop Western Technology from Helping Russia’s Military Industrial Complex.” Working Group Paper #12. The International Working Group on Russian Sanctions. https://fsi.stanford.edu/working-group-sanctions (Stanford University, Freeman Spogli Institute for International Studies)
Blinken, Anthony J. 2022. “Imposing Sanctions on Entities and Individuals in Response to Iran’s Transfer of Military UAVs to Russia.” U.S. Department of State, November 15, 2022. https://www.state.gov/imposing-sanctions-on-entities-and-individuals-in-response-to-irans-transfer-of-military-uavs-to-russia/
Bo, Marta. 2022. “Are Programmers In or ‘Out of’ Control? The Individual Criminal Responsibility of Programmers of Autonomous Weapons and Self-Driving Cars.” SSRN Scholarly Paper. https://papers.ssrn.com/abstract=4159762
Bouissou, Julien. 2023. “War in Ukraine: Hundreds of Western Electronic Components Found in Russian Weapons.” Le Monde, June 17, 2023. https://www.lemonde.fr/en/economy/article/2023/06/17/war-in-ukraine-hundreds-of-western-electronic-components-found-inrussian-weapons_6032830_19.html
Bryk, Linde. Goran Sluiter. 2022. “Why Corporations Should Cease Business Activities with Russia.” EJIL: Talk! Blog of the European Journal of International Law, March 22, 2022. https://www.ejiltalk.org/why-corporations-should-cease-business-activities-with-russia/
Conflict Armament Research. 2023. “Component Commonalities in Advanced Russian Weapon Systems.” ArcGIS StoryMaps, June 16, 2023. https://storymaps.arcgis.com/stories/239f756e2e6b49a5bec78f5c5248bf3d
David, Éric. Daniel Turp. Brian Wood. Valentina Azarova. 2019. “Opinion on the International Legality of Arms Transfers to Saudi Arabia, the United Arab Emirates and Other Members of the Coalition Militarily Involved in Yemen.” https://ipisresearch.be/wp-content/uploads/2019/12/191209-Yemen-EN_WEB-2.pdf
De Boni, Gabriella. 2023. “Italiani Che Hanno Autorizzato Armi Non Pagheranno per Morti Civili.” Osservatorio Sulla Legalita’ e Sui Diritti Onlus, March 26, 2023. http://www.osservatoriosullalegalita.org/23/acom/03/26gabripace.htm?fbclid=IwAR2HAgLBu2I5blKN7B01HV57dz9SOX9vdJAYu5vXfxd5Dp9PJgBWa18mjtc
Draft Articles on Responsibility of States for Internationally Wrongful Acts, with Commentaries. 2001. Yearbook of the International Law Commission Part Two II. ILC.
ECCHR. 2023. “Case Report: European Responsibility for War Crimes in Yemen – Complicity of RWM Italia and Italian Arms Export Authority?” European Center for Constitutional and Human Rights. https://www.ecchr.eu/fileadmin/user_upload/CaseReport_RWMItalia_July2023.pdf
ECCHR. Mwatana for Human Rights. Rete Italiana Pace Disarmo. 2023. “Preliminary Legal Analysis.” Rome/Berlin/Sana’a.
Feinstein, Andrew. 2012. The Shadow World. Inside the Global Arms Trade. London: Penguin Books.
Feldstein, Steven. 2022. “The Larger Geopolitical Shift Behind Iran’s Drone Sales to Russia.” Carnegie Endowment for International Peace, October 26, 2022. https://carnegieendowment.org/2022/10/26/larger-geopolitical-shift-behind-iran-s-drone-sales-to-russia-pub-88268
Goodman, Ryan. Miles Jackson. 2016. “State Responsibility for Assistance to Foreign Forces (Aka How to Assess US-UK Support for Saudi Ops in Yemen).” Just Security, August 31, 2016. https://www.justsecurity.org/32628/state-responsibility-assistance-foreign-forces-a-k-aassess-us-uk-support-saudi-military-ops-yemen/
Group of Eminent International and Regional Experts on Yemen. 2020. “Situation of Human Rights in Yemen, Including Violations and Abuses since September 2014.” A/HRC/45/6. Human Rights Council. https://undocs.org/Home/Mobile?FinalSymbol=A%2FHRC%2F45%2F6&Language=E&DeviceType=Desktop&LangRequested=False
Hamilton, Tomas. 2022a. “China Would Violate the Arms Trade Treaty If It Sends Weapons to Russia for Use in Ukraine: Part I.” Opinio Juris, April 6, 2022. https://opiniojuris.org/2022/04/06/china-would-violate-the-arms-trade-treaty-if-it-sends-weapons-to-russia-for-use-in-ukraine-part-i/
Hamilton, Tomas. 2022b. “Corporate Accountability and Iranian Drones in the Ukraine War: Could Sanctions Lead to Prosecutions for International Crimes?” EJIL: Talk! Blog of the European Journal of International Law, November 23, 2022. https://www.ejiltalk.org/corporate-accountability-and-iranian-drones-in-the-ukraine-war-could-sanctions-lead-to-prosecutions-for-international-crimes/
Hathaway, Oona A. Scott Shapiro. 2022. “Supplying Arms to Ukraine Is Not an Act of War.” Just Security, March 12, 2022. https://www.justsecurity.org/80661/supplying-arms-to-ukraine-isnot-an-act-of-war/
Hathaway, Oona A. Ryan Hathaway. Ryan Goodman. 2022. “Why China Giving Military Assistance to Russia Would Violate International Law.” Just Security, March 17, 2022. https://www.justsecurity.org/80709/why-china-giving-military-assistance-to-russia-would-violateinternational-law/
Heller, Kevin Jon. Lena Trabucco. 2022. “The Legality of Weapons Transfers to Ukraine Under International Law.” Journal of International Humanitarian Legal Studies 13(2): 251–274. https://doi.org/10.1163/18781527-bja10053 DOI: https://doi.org/10.1163/18781527-bja10053
Henckaerts, Jean-Marie. Louise Doswald-Beck. Eds. 2005. ‘”Indiscriminate Attacks (Rules 11–13).” In Customary International Humanitarian Law: Volume 1: Rules. 37–45. Cambridge: Cambridge University Press. https://doi.org/10.1017/CBO9780511804700.007 DOI: https://doi.org/10.1017/CBO9780511804700.007
Holden, Paul. Bridget Conley-Zilkic. Alex de Waal. Sarah Detzner. John Paul Dunne. Andrew Feinstein. William Hartung. 2017. Indefensible: Seven Myths That Sustain the Global Arms Trade. Illustrated Edition. London: Zed Books. DOI: https://doi.org/10.5040/9781350220737
Israeli Parts Found in Iranian Drones Used by Russia – WSJ. 2022. The Jerusalem Post, November 16, 2022. https://www.jpost.com/international/article-722571
Italy: Indictment against Manager of Rheinmetall Subsidiary RWM Italia for Contributing to Potential War Crimes in Yemen Dismissed. 2023. Business & Human Rights Resource Centre, March 15, 2023. https://www.business-humanrights.org/en/latest-news/death-in-yemen-made-by-rheinmetall/
Khan, Karim A.A. 2022. “ICC Prosecutor, Karim A.A. Khan QC, Announces Application for Arrest Warrants in the Situation in Georgia.” International Criminal Court, March 10, 2022. https://www.icc-cpi.int/news/icc-prosecutor-karim-aa-khan-qc-announces-application-arrest-warrants-situation-georgia
Koshiw, Isobel. 2022. “Drone Analysis in Ukraine Suggests Iran Has Supplied Russia since War Began.” The Guardian, November 10, 2022. https://www.theguardian.com/world/2022/nov/10/iranian-made-drones-supplied-to-russia-after-february-invasion-says-ukraine
Maletta, Giovanna. 2021. “Seeking a Responsible Arms Trade to Reduce Human Suffering in Yemen.” The International Spectator 56(1): 73–91. https://doi.org/10.1080/03932729.2021.1876862 DOI: https://doi.org/10.1080/03932729.2021.1876862
Monetary Gold Removed from Rome in 1943 (Italy v. France, United Kingdom of Great Britain and Northern Ireland and United States of America). 1954. 1954 19. ICJ.
Outsourcing Responsibility: Human Rights Policies in the Defence Sector. 2019. ACT 30/0893/2019. Amnesty International, https://www.amnesty.org/en/documents/act30/0893/2019/en/
Perlo-Freeman, Sam. 2021. “Business as Usual: How Major Weapons Exporters Arm the World’s Conflicts. Defense Industries, Foreign Policy and Armed Conflict.” 1. World Peace Foundation. https://sites.tufts.edu/wpf/files/2021/03/Business-as-Usual-final-print.pdf DOI: https://doi.org/10.15868/socialsector.39763
Reuters, Thomson. 2022. “Iran Admits to Supplying ‘small Number’ of Drones to Russia Pre-Invasion; Ukraine Says That’s a Lie.” CBC, November 5, 2022. https://www.cbc.ca/news/world/ukraine-power-blackouts-russian-drones-iran-1.6641922
Sabbagh, Dan. Charlotte Higgins. Samantha Lock. 2022. “ʽKamikaze’ Drones Hit Kyiv despite Putin’s Claim of No Further Strikes’. The Guardian, October 17, 2022. https://www.theguardian.com/world/2022/oct/17/kyiv-hit-by-a-series-of-explosions-from-drone-attack
Schliemann, Christian. Linde Bryk. 2019. “Arms Trade and Corporate Responsibility. Liability, Litigation and Legislative Reform.” https://library.fes.de/pdf-files/iez/15850.pdf
Talley, Ian. 2022. “Ukrainian Analysis Identifies Western Supply Chain Behind Iran’s Drones.” Wall Street Journal, November 16, 2022. https://www.wsj.com/articles/ukrainian-analysis-identifies-western-supply-chain-behind-irans-drones-11668575332
The Office of the Prosecutor of the ICC. 2020. “Report on Preliminary Examination Activities (2020).” The Office of the Prosecutor. https://www.icc-cpi.int/sites/default/files/itemsDocuments/2020-PE/2020-pe-report-eng.pdf
UN Working Group on Business and Human Rights. 2022. “Responsible Business Conduct in the Arms Sector: Ensuring Business Practice in Line with the U.N. Guiding Principles on Business and Human Rights.” UN Working Group on Business and Human Rights. https://www.ohchr.org/en/documents/tools-and-resources/responsible-business-conduct-arms-sector-ensuring-business-practice
Wintour, Patrick. 2022. “Row Brews in Iran over Use of Its Drones in Ukraine War by Russia.” The Guardian, November 7, 2022. https://www.theguardian.com/world/2022/nov/07/row-brews-in-iran-over-use-of-its-drones-in-ukraine-war-by-russia
Articles on Responsibility of States for Internationally Wrongful Acts. 2001. Yearbook of the ILC. Vol. II. https://legal.un.org/ilc/texts/instruments/english/draft_articles/9_6_2001.pdf
Council Common Position 2008/944/CFSP of December 8th, 2008 Defining Common Rules Governing Control of Exports of Military Technology and Equipment. 2008. OJ L. Vol. 335. http://data.europa.eu/eli/compos/2008/944/oj/eng
LOI N° 2017–399 Du 27 Mars 2017 Relative Au Devoir de Vigilance Des Sociétés Mères et Des Entreprises Donneuses d’ordre (1). 2017. 2017–399. Vol. ECFX1509096L.
OECD. 2011. “OECD Guidelines for Multinational Enterprises”. OECD Publishing. http://mneguidelines.oecd.org/guidelines/
“OECD Due Diligence Guidance for Responsible Business Conduct”. 2018. OECD. http://mneguidelines.oecd.org/OECD-Due-Diligence-Guidance-for-Responsible-Business-Conduct.pdf
OHCHR. 2011. “Guiding Principles on Business and Human Rights. Implementing the United Nations ‘Protect, Respect and Remedy’ Framework”. A/HRC/17/31. U.N. Documents. New York–Geneva: United Nations. https://digitallibrary.un.org/record/720245
Protocol Additional to the Geneva Conventions of August 12 1949, and Relating to the Protection of Victims of International Armed Conflicts, Adopted June 8, 1977, Entered into Force December 7, 1978.
Rome Statute of the International Criminal Court, Adopted July 17, 1998, Entered into Force July 1, 2002. 1998.
The Arms Trade Treaty Adopted April 2, 2013, Entered into Force December 24, 2014. 2013. 3013 UNTS 52373.
U.N. General Assembly. 1991. “GA Res 46/36L: Transparency in Armaments”. A/RES/46/36L. U.N. General Assembly. https://documents.un.org/doc/resolution/gen/n92/004/28/pdf/n9200428.pdf?token=ZoAIMQ3P4TdBRahqBq&fe=true
Wassenar Arrangement on Export Controls for Conventional Arms and Dual-Use Goods and Technologies. 1996. https://www.wassenaar.org/app/uploads/2021/12/Public-Docs-Vol-I-Founding-Documents.pdf
Downloads
Published
Versions
- 2024-06-18 (2)
- 2024-03-30 (1)
Issue
Section
License

This work is licensed under a Creative Commons Attribution-NonCommercial-NoDerivatives 4.0 International License.




